Reporting forms to be submitted by payment institutions:
Financial and activity reports for supervisory purposes:
- Form EM008_01 (balance sheet statement)
- Form EM008_02 (off-balance sheet statement)
- Form EM008_03 (profit (loss) statement)
- Form EM008_04 (statement of changes in equity)
- Form EM008_05 (report on performance indicators and safeguarding of received funds)
- Form EM_007 (report on initial capital and own funds)
- Form EM008_06 (report on granted loans)
- Form EM008_07 (report on funds deposited in a separate account)
- Form EM008_08 (report on the number of employees)
- Form EM008_09 (report on received complaints)
- Form EM008_10 (report on services)
- Form EM008_11 (report on closure or restriction of an account)
- Form EM008_12 (report on major changes of requirements for safeguarding of funds of electronic money holders and/or payment service users (from 1 January 2021) )
- Form EM008_13 (report on compliance of terms and conditions of the professional indemnity insurance contract or other comparable guarantee with requirements of legal acts (from 1 January 2021))
- Form EM008_14 (report on calculation of minimum monetary amount of professional indemnity insurance or other comparable guarantee (from 1 January 2021))
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- Financial and activity reports for supervisory purposes
- Financial and activity reports for supervisory purposes (423.5 KB download icon)(from 1 January 2021)
- Regulations for the calculation of the initial capital and own funds (83.5 KB download icon) and Report on initial capital and own funds (34.8 KB download icon)
- Regulations for the calculation of the initial capital and own funds (92.5 KB download icon)(from 1 January 2021)
Reports for supervision of the implementation of money laundering and/or terrorist financing prevention measures:
- Form EM0010_01 (report on customers with whom business relationships are established)
- Form EM0010_02 (report on significant payment transactions)
- Form EM0010_03 (report on payment transactions related to foreign countries)
- Form EM0010_04 (report on monitoring)
- Form EM0010_05 (report on foreign customers and their payment transactions)
- Form EM0010_06 (report on activities of intermediaries)
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Operational or security incident reports:
- Notification template on major operational or security incidents (OPRISK)
- Notification template on the suspected fraudulent activities of the payer (FRAUD)
- Notification template on limiting access for an account information service provider or a payment initiation service provider to a payment account (BLOCK)
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Operational or security risk report
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Last update: 30-07-2024