|
Acceptance of deposits and other repayable funds
|
-
|
-
|
|
Money broking
|
-
|
-
|
|
Porfolio management and advice
|
-
|
-
|
|
Safekeeping and administration of securities
|
-
|
-
|
|
Credit reference services
|
-
|
-
|
|
Safe custody services
|
-
|
-
|
|
Lending
|
-
|
-
|
|
Financial leasing
|
-
|
-
|
|
Payment services as defined in article 4(3) of directive 2007/64/ec
|
-
|
-
|
|
Issuing and administering means of payment (e.g. credit cards, travellers' cheques and bankers' drafts)
|
-
|
-
|
|
Guarantees and commitments
|
-
|
-
|
|
Trading for own account or for account of customers in:
|
-
|
-
|
|
Transferable securities
|
-
|
-
|
|
Participation in securities issues and the provision of services related to such issues
|
-
|
-
|
|
Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings
|
-
|
-
|
|
Investment services and activity
|
-
|
-
|
|
Reception and transmission of orders in relation to one or more financial instruments.
|
-
|
-
|
|
Execution of orders on behalf of clients.
|
-
|
-
|
|
Dealing on own account.
|
-
|
-
|
|
Portfolio management.
|
-
|
-
|
|
Investment advice.
|
-
|
-
|
|
Underwriting of financial innstruments and/or placing of financial instruments on a firm commitment basis.
|
-
|
-
|
|
Placing of financial instruments without a firm commitment basis.
|
-
|
-
|
|
Ancillary services:
|
-
|
-
|
|
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management.
|
-
|
-
|
|
Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction
|
-
|
-
|
|
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings.
|
-
|
-
|
|
Foreign exchange services where these are connected to the provision of investment services
|
-
|
-
|
|
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments.
|
-
|
-
|
|
Services related to underwriting.
|
-
|
-
|
|
Investment services and activities as well as ancillary services of the type included under section a or b to the underlying of the derivatives included under section c - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services.
|
-
|
-
|
|
Financial instruments
|
-
|
-
|
|
Transferable securities
|
-
|
-
|
|
Options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event), as well as any other derivative contracts relating to assets, rights, obligations, indices and measures not otherwise mentioned in this section, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are traded on a regulated market or an mtf, are cleared and settled through recognised clearing houses or are subject to regular margin calls
|
-
|
-
|
|
Money-market instruments
|
-
|
-
|
|
Units in collective inestment undertakings
|
-
|
-
|
|
Options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or
|
-
|
-
|
|
Options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event)
|
-
|
-
|
|
Options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an mtf
|
-
|
-
|
|
Options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in c.6 and not being for commercial purposes, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are cleared and settled through recognised clearing houses or are subject to regular margin calls
|
-
|
-
|
|
Derivative instruments for the transfer of credit risk
|
-
|
-
|
|
Financial contracts for differences
|
-
|
-
|
|
Investment services, investment activities and additional services, related to financial instruments, assets or other objects that are linked to financial derivatives, indicated in article 3(15)(5)(6)(7) and (10) of republic of lithuania law on securities market, provided that investment and additional services and investment activities performed are related to these financial derivatives
|
-
|
-
|
|
Engagement in consumer credit provider activity
|
-
|
-
|
|
Engagement in credit provider activity in accordance with the republic of lithuania law on real estate related credit
|
-
|
-
|
