The Capital Requirements Directive IV and Capital Requirements Regulation (CRD IV/CRR), which came into effect on 1 January 2014, are among of the most important documents regulating the EU banking sector. The aim of this legislative package is to reinforce the resilience of the EU banking sector in order to make it better suited to absorb economic shocks while ensuring that banks continue to finance economic activity and growth.
These documents implement the Basel III agreement within the EU. The amendments of the CRD IV/ CRR have been approved on 20 May 2019. The CRD IV has been partially amended as regards exempted entities, financial holding companies, mixed financial holding companies, remuneration, supervisory measures and powers and capital conservation measures.
The CRR has been partially amended as regards the leverage ratio, the net stable funding ratio, requirements for own funds and eligible liabilities, counterparty credit risk, market risk, exposures to central counterparties, exposures to collective investment undertakings, large exposures, reporting and disclosure requirements. Regulation (EU) 2020/873 amending Regulations (EU) No 575/2013 and (EU) 2019/876 as regards certain adjustments in response to the COVID-19 pandemic has been approved on 24 June 2020.
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Directive
- Directive 2013/36/EU of the European Parliament and of the Council (1.1 MB download icon)
- Directive 2019/878 of the European Parliament and of the Council (amending Directive 2013/36/EU) (749.1 KB download icon)
- Directive 2019/2034 of the European Parliament and of the Council (929.4 KB download icon)
Regulation
- Commission Delegated Regulation (EU) 2017/208 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to regulatory technical standards for additional liquidity outflows corresponding to collateral needs resulting from the impact of an adverse market scenario on an institution's derivatives transactions (314.6 KB download icon)
- Regulation (EU) 2020/873 of the European Parliament and of the Council amending Regulations (EU) No 575/2013 and (EU) 2019/876 as regards certain adjustments in response to the COVID-19 pandemic (599.6 KB download icon)
- Regulation (EU) No 2019/876 of the European Parliament and of the Council (amending Regulation 575/2013) (1.8 MB download icon)
- Regulation (EU) No 2019/2033 of the European Parliament and of the Council (1014.6 KB download icon)
- Regulation (EU) No 575/2013 of the European Parliament and of the Council (3.8 MB download icon)
- Commission Delegated Regulation (EU) 2015/61 to supplement Regulation (EU) No 575/2013 of the European Parliament and the Council with regard to liquidity coverage requirement for Credit Institutions (638.2 KB download icon)
- Commission Delegated Regulation (EU) 2018/1620 amending Delegated Regulation (EU) 2015/61 to supplement Regulation (EU) No 575/2013 of the European Parliament and the Council with regard to liquidity coverage requirement for Credit Institutions (451.3 KB download icon)
- Commission Delegated Regulation (EU) 2015/62 amending Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to the leverage ratio (347.9 KB download icon)
- Commission Delegated Regulation (EU) 2017/1230 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to regulatory technical standards further specifying the additional objective criteria for the application of a preferential liquidity outflow or inflow rate for cross-border undrawn credit or liquidity facilities within a group or an institutional protection scheme (329.9 KB download icon)
- Regulation (EU) No 2017/2395 of the European Parliament and of the Council amending Regulation (EU) No 575/2013 as regards transitional arrangements for mitigating the impact of the introduction of IFRS 9 on own funds and for the large exposures treatment of certain public sector exposures denominated in the domestic currency of any Member State (743.4 KB download icon)
- Regulation (EU) No 2017/2401 of the European Parliament and of the Council amending Regulation (EU) No 575/2013 on prudential requirements for credit institutions and investment firms (1.1 MB download icon)
Bank of Lithuania legal acts with regard to the implementation of the Regulation
- On national exemptions provided for in Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013, Commission Delegated Regulation (EU) 2015/61 of 10 October 2014, Commission Delegated Regulation (EU) 2015/61 of 10 October 2014, Regulation(EU) No 2017/2395 of the European Parliament and of the Council of 17 December 2017, Commission Delegated regulation (EU) 2018/171 of 179October 2017, implemented by the Bank of Lithuania (105 KB download icon) (in Lithuanian)
- List of options and discretions (424 KB download icon)(in Lithuanian)
- On the repealing of certain resolutions of the Board of the Bank of Lithuania (107 KB download icon) (in Lithuanian)
Technical standards
Updated 13/02/2017
Commission Implementing Decisions
- Third country equivalence (332.9 KB download icon)
- Third country equivalence (amended) (510.2 KB download icon)
EBA guidelines
- Guidelines on the management of interest rate risk arising from non-trading book activities (EBA/GL/2018/02) (1 MB download icon)
- Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) (19/12/2014) (1.5 MB download icon)
- Guidelines on harmonized definitions and templates for funding plans of credit institutions under Recommendation of the European Systemic Risk Board of 20 December 2012 (ESRB/2012/2) (EBA/GL/2019/05) (75.1 KB download icon); Annex I (215.7 KB download icon); Annex II (45.5 KB download icon)
- Guidelines on the applicable notional discount rate for variable remuneration (27/03/2014) (973.8 KB download icon)
- Guidelines on disclosure of encumbered and unencumbered assets (27/06/2014) (323.2 KB download icon); Annex (45 KB download icon)
- Guidelines on materiality, proprietary and confidentiality and on disclosure frequency under Articles 432(1), 432(2) and 433 of Regulation (EU) No 575/2013 (23/12/2014) (548.6 KB download icon)
- Guidelines on LCR disclosure to complement the disclosure of liquidity risk management under Article 435 of Regulation (EU) No 575/2013 (254.2 KB download icon)
- Guidelines on sound remuneration policies under Articles 74(3) and 75(2) of Directive 2013/36/EU and disclosures under Article 450 of Regulation (EU) No 575/2013 (573.9 KB download icon)
- Guidelines on disclosure requirements under Part Eight of Regulation (EU) No 575/2013 (1.2 MB download icon)
- Guidelines on ICAAP and ILAAP information collected for SREP purposes (206.9 KB download icon)
- Guidelines on uniform disclosures under Article 473a of Regulation (EU) No 575/2013 as regards transitional arrangements for mitigating the impact of the introduction of IFRS9 on own funds (181 KB download icon)
- Recommendations on the coverage of entities in the group recovery plan (165.8 KB download icon)
- Guidelines on supervision of significant branches (234.5 KB download icon)
- Recommendations on outsourcing to cloud service providers (128.1 KB download icon)
- Guidelines on institutions’ stress testing (1.2 MB download icon)
Supervisory disclosure
- Rules and guidance (67.5 KB download icon)
- Rules and guidance of Investment firms (44.9 KB download icon)
- Options and national discretions (87.4 KB download icon)
- Options and national discretions of Investment firms (61.5 KB download icon)
- Supervisory Review and Evaluation Process (SREP) (24.8 KB download icon)
- Supervisory Review and Evaluation Process (SREP) of Investment firms (27.6 KB download icon)
- Statistical data (2023) of Investment firms (48.3 KB download icon)
- Statistical data (2022) (44.3 KB download icon)
- Statistical data (2021) of Investment firms (44.3 KB download icon)
- Statistical data (2021) of Credit institutions:
- Annex I (66.8 KB download icon)
- Annex II (87.4 KB download icon)
- Annex III (24.1 KB download icon)
- Annex IV (76.1 KB download icon)
- Statistical data (2022) of Credit institutions (71.8 KB download icon)
- Statistical data (2023) of Credit institutions:
- Annex I (67.6 KB download icon)
- Annex II (87.4 KB download icon)
- Annex III (24.1 KB download icon)
- Annex IV (74.2 KB download icon)
- Statistical data (2019) (77.8 KB download icon)
- Statistical data (2020) (76.8 KB download icon)
- Statistical data (2018) (77.6 KB download icon)
- Statistical data (2017) (153.5 KB download icon)
- Statistical data (2016) (153.5 KB download icon)
- Statistical data (2015) (167.4 KB download icon)
Sanctions which are imposed by the Bank of Lithuania for breach of the national provisions transposing Directive 2013/36/EU or of Regulation (EU) No 575/2013
| Date | Person | Type of offence | Type of sanction imposed | Status |
|---|---|---|---|---|
| 08/02/2016 | steponkus & co FM AB | Article 89(1)(b) | Warning |
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Last update: 30-07-2024