| Activity |
Date |
Decision No. |
Issuer |
|
Execution of orders on behalf of clients
|
2003-03-28
|
7
|
The Securities Commision of the Republic of Lithuania
|
|
Granting of credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction
|
2003-03-28
|
7
|
The Securities Commision of the Republic of Lithuania
|
|
Reception and transmission of orders
|
2003-03-28
|
7
|
The Securities Commision of the Republic of Lithuania
|
|
Placing of financial instruments without a firm commitment basis
|
2003-03-28
|
7
|
The Securities Commision of the Republic of Lithuania
|
|
Safekeeping, administration and management of financial instruments on the clients’ behalf, including safekeeping of assets and other related services, such as management of cash or collateral, excluding securities accounts management at the highest level, according to Chapter VI of Republic of Lithuania Law on Securities Market
|
2003-03-28
|
7
|
The Securities Commision of the Republic of Lithuania
|
|
Management of portfolio of financial instruments
|
2003-03-28
|
7
|
The Securities Commision of the Republic of Lithuania
|
|
Provision of investment advice
|
2003-03-28
|
7
|
The Securities Commision of the Republic of Lithuania
|
