| Activity |
Date |
Decision No. |
Issuer |
|
Reception and transmission of orders
|
2015-03-02
|
241-35
|
Executive Director of Supervision Service
|
|
Provision of investment advice
|
2015-03-02
|
241-35
|
Executive Director of Supervision Service
|
|
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
|
2015-03-02
|
241-35
|
Executive Director of Supervision Service
|
|
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
|
2015-03-02
|
241-35
|
Executive Director of Supervision Service
|
