| Activity |
Date |
Decision No. |
Issuer |
|
Placing of financial instruments without a firm commitment basis
|
2015-11-30
|
03-178
|
Board of the Bank of Lithuania
|
|
Ancillary services:
|
|
|
|
|
Foreign exchange services where these are connected to the provision of investment services
|
2015-11-30
|
03-178
|
Board of the Bank of Lithuania
|
|
Granting of credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction
|
2015-11-30
|
03-178
|
Board of the Bank of Lithuania
|
|
Services related to underwriting
|
2015-11-30
|
03-178
|
Board of the Bank of Lithuania
|
|
Execution of orders on behalf of clients
|
2015-11-30
|
03-178
|
Board of the Bank of Lithuania
|
|
Management of portfolio of financial instruments
|
2015-11-30
|
03-178
|
Board of the Bank of Lithuania
|
|
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
|
2015-11-30
|
03-178
|
Board of the Bank of Lithuania
|
|
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
|
2015-11-30
|
03-178
|
Board of the Bank of Lithuania
|
|
Investment services, investment activities and additional services, related to financial instruments, assets or other objects that are linked to financial derivatives, indicated in Article 3(15)(5)(6)(7) and (10) of Republic of Lithuania Law on Securities Market, provided that investment and additional services and investment activities performed are related to these financial derivatives
|
2015-11-30
|
03-178
|
Board of the Bank of Lithuania
|
|
Provision of investment advice
|
2015-11-30
|
03-178
|
Board of the Bank of Lithuania
|
|
Safekeeping, administration and management of financial instruments on the clients’ behalf, including safekeeping of assets and other related services, such as management of cash or collateral, excluding securities accounts management at the highest level, according to Chapter VI of Republic of Lithuania Law on Securities Market
|
2015-11-30
|
03-178
|
Board of the Bank of Lithuania
|
|
Reception and transmission of orders
|
2015-11-30
|
03-178
|
Board of the Bank of Lithuania
|
