| Activity |
Date |
Decision No. |
Issuer |
|
Reception and transmission of orders
|
2016-11-29
|
03-164
|
Board of the Bank of Lithuania
|
|
Placing of financial instruments without a firm commitment basis
|
2016-11-29
|
03-164
|
Board of the Bank of Lithuania
|
|
Provision of investment advice
|
2016-11-29
|
03-164
|
Board of the Bank of Lithuania
|
|
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
|
2016-11-29
|
03-164
|
Board of the Bank of Lithuania
|
|
Granting of credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction
|
2022-01-11
|
441-3
|
Finansų rinkos priežiūros komitetas
|
|
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
|
2022-01-11
|
441-3
|
Finansų rinkos priežiūros komitetas
|
|
Execution of orders on behalf of clients
|
2022-01-11
|
441-3
|
Finansų rinkos priežiūros komitetas
|
|
Foreign currency exchange services, when they are related to provision of investment services
|
2022-01-11
|
441-3
|
Finansų rinkos priežiūros komitetas
|
|
Services related to underwriting
|
2022-01-11
|
441-3
|
Finansų rinkos priežiūros komitetas
|
|
Management of portfolio of financial instruments
|
2022-01-11
|
441-3
|
Finansų rinkos priežiūros komitetas
|
|
Safekeeping, administration and management of financial instruments on the clients’ behalf, including safekeeping of assets and other related services, such as management of cash or collateral, excluding securities accounts management at the highest level, according to Chapter VI of Republic of Lithuania Law on Securities Market
|
2022-01-11
|
441-3
|
Finansų rinkos priežiūros komitetas
|
