| Activity |
Date |
Decision No. |
Issuer |
|
Underwriting of financial instruments and (or) placing of financial instruments on a firm commitment basis
|
2025-04-18
|
03-70
|
Board of the Bank of Lithuania
|
|
Dealing on own account
|
2025-04-18
|
03-70
|
Board of the Bank of Lithuania
|
|
Investment services, investment activities and additional services, related to financial instruments, assets or other objects that are linked to financial derivatives, indicated in Article 3(15)(5)(6)(7) and (10) of Republic of Lithuania Law on Securities Market, provided that investment and additional services and investment activities performed are related to these financial derivatives
|
2025-04-18
|
03-70
|
Board of the Bank of Lithuania
|
|
Services related to underwriting
|
2025-04-18
|
03-70
|
Board of the Bank of Lithuania
|
|
Granting of credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction
|
2025-04-18
|
03-70
|
Board of the Bank of Lithuania
|
|
Placing of financial instruments without a firm commitment basis
|
2025-04-18
|
03-70
|
Board of the Bank of Lithuania
|
|
Foreign currency exchange services, when they are related to provision of investment services
|
2022-09-06
|
441-180
|
Finansų rinkos priežiūros komitetas
|
|
Provision of investment advice
|
2022-09-06
|
441-180
|
Finansų rinkos priežiūros komitetas
|
|
Management of portfolio of financial instruments
|
2022-09-06
|
441-180
|
Finansų rinkos priežiūros komitetas
|
|
Execution of orders on behalf of clients
|
2022-09-06
|
441-180
|
Finansų rinkos priežiūros komitetas
|
|
Safekeeping, administration and management of financial instruments on the clients’ behalf, including safekeeping of assets and other related services, such as management of cash or collateral, excluding securities accounts management at the highest level, according to Chapter VI of Republic of Lithuania Law on Securities Market
|
2021-11-22
|
441-9
|
Finansų rinkos priežiūros komitetas
|
|
Reception and transmission of orders
|
2021-11-22
|
441-9
|
Finansų rinkos priežiūros komitetas
|
|
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
|
2021-11-22
|
441-9
|
Finansų rinkos priežiūros komitetas
|
