Category A financial brokerage firm licence

No. A106 Date
Company Information
Title UAB FMĮ ,,Orion securities"
Company code 122033915
Decision maker
The Securities Commision of the Republic of Lithuania
.
Activity Date Decision No. Issuer
Provision of investment advice 2007-09-06 2K-286 The Securities Commision of the Republic of Lithuania
Underwriting of financial instruments and (or) placing of financial instruments on a firm commitment basis 2007-09-06 2K-286 The Securities Commision of the Republic of Lithuania
Dealing on own account 2007-09-06 2K-286 The Securities Commision of the Republic of Lithuania
Execution of orders on behalf of clients 2007-09-06 2K-286 The Securities Commision of the Republic of Lithuania
Reception and transmission of orders 2007-09-06 2K-286 The Securities Commision of the Republic of Lithuania
Management of portfolio of financial instruments 2007-09-06 2K-286 The Securities Commision of the Republic of Lithuania
Placing of financial instruments without a firm commitment basis 2007-09-06 2K-286 The Securities Commision of the Republic of Lithuania
Granting of credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction 2018-12-10 241-270 Executive Director of Supervision Service
Services related to underwriting 2018-12-10 241-270 Executive Director of Supervision Service
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments 2018-12-10 241-270 Executive Director of Supervision Service
Foreign currency exchange services, when they are related to provision of investment services 2018-12-10 241-270 Executive Director of Supervision Service
Safekeeping, administration and management of financial instruments on the clients’ behalf, including safekeeping of assets and other related services, such as management of cash or collateral, excluding securities accounts management at the highest level, according to Chapter VI of Republic of Lithuania Law on Securities Market 2018-12-10 241-270 Executive Director of Supervision Service
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings 2018-12-10 241-270 Executive Director of Supervision Service
Investment services, investment activities and additional services, related to financial instruments, assets or other objects that are linked to financial derivatives, indicated in Article 3(15)(5)(6)(7) and (10) of Republic of Lithuania Law on Securities Market, provided that investment and additional services and investment activities performed are related to these financial derivatives 2018-12-10 241-270 Executive Director of Supervision Service

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